In present paper, we concern with the following semi-linear Kirchhoff type equation
where $\varepsilon>0$ is a parameter, $a,b>0$ are positive constants, $V(x)$ is a Hölder continuous function satisfying
$(\bf V_1)$ $V(x)\geq \alpha>0,x\in \mathbb{R}^3$ for some constant $\alpha>0.$
$(\bf V_2)$ There exists a bounded domain $\Lambda $ compactly contained in $\mathbb{R}^3$ such that
and $f\in C^1(\mathbb{R})$ satisfying
$(\bf f_1)$ $f(s)=o(s^3)$ as $s\rightarrow 0$.
$(\bf f_2)$ $\displaystyle\lim\limits_{|s|\rightarrow +\infty}\frac{|f(s)|}{|s|^p}=0$ for some $3<p<5$.
$(\bf f_3)$ there exists some $\theta>4$ such that
where $F(s)=\int_0^sf(t)dt$.
$(\bf f_4)$ $\frac{f(s)}{|s|^3}$ is increasing for any $s\neq 0$.
Equation (1.1) with $a=1,b=0$ and $\mathbb{R}^3$ replaced by $\mathbb{R}^N$, reduces to the well-known Schrödinger equation
Equation (1.2) arises in different models. For instance, they are involved with the existence of standing waves of the nonlinear Schrödinger equations
where $f(s)=|s|^{p-2}s,2<p<2^*:=2N/(N-4)$. A standing waves of (1.3) is a solution of the form $z(x,t)=\exp(-iEt/\varepsilon)u(x)$, where $u$ is a solution of (1.2).
For (1.1), if $\varepsilon=1,V(x)=0$ and $\mathbb{R}^3$ replaced by $\Omega$, it reduces to the following Kirchhoff type problem
where $\Omega\subset \mathbb{R}^3$ is a smooth bounded domain.
Equation (1.4) is related to the stationary analogue of the equation
Equations of this type were first proposed by Kirchhoff in [19] to describe the transversal oscillations of a stretched string. Equation (1.5) began to attract much attention since the work of Lions [18] introduced an abstract framework to the problem. More results can refer to, for example [16-17]. Meanwhile, the presence of the term $(\int_{\Omega}|\nabla u|^2dx)\Delta u$ implies that the above two equation are no longer a point-wise identity. This phenomenon provokes some mathematical difficulties, which make the study of such a class of problem particularly interesting.
In recent years, a lot of work has been done by many authors related to equation (1.2) and (1.4). We can refer to [1-3, 5-7, 9-12, 14] and their references therein.
More recently, He and Zou in [15] considered the following general equation
By using Ljusternik-Schnirelmnn theory (see [13]) and mini-max methods, the multiplicity of positive solutions, which concentrate on the minima of $V(x)$ as $\varepsilon\rightarrow 0$, are obtained. But to the best of our knowledge, the existence and concentration behavior of the sign changing solutions to (1.1) have not ever been studied. Moreover, as far as we know, the existence and concentration behavior of node solutions are very interesting in both mathematicians and physicians. Fortunately, in [4], the author studied the following equation
Under some given conditions with $V(x), f(u)$, the existence of node solutions was obtained and such a solution has just one positive and negative peaks which are located around local minimal of $V(x)$.
Motivated by the above papers, we study the existence and concentration behavior of nodal solutions of problem (1.1). In our present paper, we mainly employ the method used in [4]. However, compared with [4], the term $(\int_{\Omega}|\nabla u|^2dx)\Delta u$ and the lack of compactness of the embed-ding of $H^1(\mathbb{R}^3)\hookrightarrow L^p(\mathbb{R}^3), 2<p<6$ cause us more difficulties. So we need to find some new arguments and our work is meaningful.
Our main result is as follows:
Theorem 1.1 Suppose that $V(x)$ satisfies $(\bf V_1)-(V_2)$ and $f$ satisfies $(\bf f_1)-(f_4)$, then there exists $\varepsilon_0>0$ such that problem (1.1) possesses a nodal solutions $u_{\varepsilon}\in H^1(\mathbb{R}^3)$ for every $\varepsilon\in (0,\varepsilon_0)$. Moreover, $u_\varepsilon$ possesses just one positive maximum point $P_{\varepsilon}^1\in \Lambda $ and one negative minimum point $P_{\varepsilon}^2\in \Lambda $. We also obtain $\displaystyle\lim\limits_{\varepsilon \rightarrow 0}V(P_{\varepsilon}^i)=V_0 (i=1,2)$ and
where $M,\beta$ are some positive constants.
To verify Theorem 1.1, we mainly employ the framework used in [4]. We first exploit the truncation method to modify the nonlinearity $f(u)$ in order to obtain the existence of a nodal solution. Furthermore, to show the phenomenon of concentration, we establish an upper estimate of the energy for the solution and make a careful study of its profile obtaining a relation between peak points, which imply that these points are concentrated around local minimal of $V$.
In this section, we introduce some notations and prove the existence of a nodal solution to equation (1.1). Throughout this paper, we denote by $H$ the Hilbert space given by
endowed with the norm denote by $\|u\|=(\int_{\mathbb{R}^3}(|\nabla u|^2+u^2)dx )^{1/2}$. It is clear that solutions of (1.1) are the critical points of the functional $I_\varepsilon:H\rightarrow \mathbb{R}$ given by
where $F(u)=\displaystyle\int_0^uf(s)ds.$ By $\bf(f_1)-(f_2)$, $I_\varepsilon$ is well defined and $I_\varepsilon\in C^1(H,\mathbb{R}).$ Similar to the argument in [2], we choose $k>0$ such that $k>\frac{\theta}{\theta-2}>1$. Take $a_1>0, a_2<0$ such that $\frac{f(a_i)}{a_i}=\frac{\alpha}{k}, i=1,2,$ where $\alpha$ is as in $\bf(V_1)$. Meanwhile, we set
and define the functional
where $\chi_{\Lambda }(x)$ denotes the characteristic function of $\Lambda $. Using the conditions $\bf(f_1)-(f_4)$, it is easy to verify $g(x,s)$ is a Carethéodory function and satisfies the following conditions:
$(\bf g_1)$ $g(x,s)=o(|s|^3)$ as $s\rightarrow 0, $ uniformly in $x\in \mathbb{R}^3$.
$(\bf g_2)$ There exist some $3<p<5$ such that $\displaystyle\lim\limits_{|s|\rightarrow +\infty}\frac{g(x,s)}{|s|^p}=0$.
$(\bf g_3)$ There exist some $\theta>4$ such that
where $G(x,s)=\displaystyle\int_0^sg(x,t)dt$.
$(\bf g_4)$ The function $\frac{g(x,s)}{|s|^3}$ is increasing for any $x\in \mathbb{R}^3, s\neq 0$.
In the following discussion, we consider the following penalized problem
Note that if $u$ is a nodal solution of (2.1) with $a_2\leq u(x)\leq a_1$, then $u(x)$ is indeed a nodal solution to equation (1.1).
For equation (2.1), the corresponding energy functional $J_\varepsilon:H\rightarrow \mathbb{R}$ is defined by
and for any $\varphi\in H,$
To prove the existence of a nodal solution, we define
and
Lemma 2.1 $c_\varepsilon$ is achieved by some $u_\varepsilon\in M_\varepsilon$. Moreover, $u_\varepsilon$ is a nodal solution of equation (2.1).
Proof Since $(\bf g_1)-(g_3)$, there exist constants $C>0, \mu>0$ such that for any $u\in M_\varepsilon$, we have
Take a sequence $\{u_n\}\subset M_\varepsilon$ such that $J_\varepsilon(u_n)\rightarrow c_\varepsilon$, then $\{u_n\}$ is bounded in $H$. Thus, there exist a subsequence, still denoted by $\{u_n\}$ and a function $u\in H$ such that $u_n\rightharpoonup u$ in $H$. Thus, we have
Therefore, $u^\pm\not\equiv 0$.
Now, we claim that $J'_\varepsilon(u^\pm)u^\pm\leq 0$.
In fact, by the lower semi-continuous of the norm and Fatou Lemma, we derive that
Thus
i.e., $\langle J'_\varepsilon (u^\pm),u^\pm\rangle\leq 0.$ By the above statement, there exists constant $t^\pm\in (0,1]$ such that $\langle J'_\varepsilon(t^\pm u^\pm),t^\pm u^\pm\rangle=0$, i.e., $u_\varepsilon=t^+u^++t^-u^-\in M_\varepsilon$. In addition, by $(\bf g_4),$ $(\bf V_1),$ $k>1$ and Fatou lemma, then we have
i.e., $c_\varepsilon$ is attained by the function $u_\varepsilon$. Furthermore, by the elliptic regularity arguments, $u_\varepsilon$ is a classical nodal solution of problem (2.1).
In this section, we turn to estimate the energy of $u_\varepsilon$. Let
Suppose $\omega_\pm\in H^1(\mathbb{R}^3)$ are respectively the least energy nodal solutions of the following limit equation:
that is $\omega_\pm$ satisfy $c_{V_0}^{\pm}:= J_{V_0}^{\pm}(\omega_\pm)=\inf\limits_{u\in H\setminus \{0\}}\sup\limits_{\tau\geq0}J_{V_0}^{\pm}(\tau u),$ where
and $F_{\pm}(s)=\displaystyle\int_0^sf_{\pm}(t)dt.$
Without loss of generality, we assume $\omega_+(0)=\max\limits_{x\in \mathbb{R}^3}\omega_+(x)$, $\omega_-(0)=\min\limits_{x\in \mathbb{R}^3}\omega_-(x)$.
Lemma 3.1 Given $\varepsilon>0$, the function $u_\varepsilon$ satisfies
Proof Let $x_0\in {\rm int}(\Lambda )$ be such that $V(x_0)=V_0$. Choosing $r>0$ such that $B_r(x_0)\subset {\rm int}(\Lambda )$ and $\eta$ is a smooth function, $0\leq \eta \leq 1$, $|\nabla \eta|\leq C$ and
Denote $\omega_{\varepsilon,\pm}(x)=\eta(x-x_0)\omega_{\pm}(\frac{x-x_0}{\varepsilon})$. By condition $(\bf g_1)-(\bf g_3)$, there exists $t_{\varepsilon, \pm}>0$ such that $J_{\varepsilon}(t_{\varepsilon,\pm}\omega_{\varepsilon,\pm})=\max\limits_{t>0}J_{\varepsilon}(t\omega_{\varepsilon,\pm})$, then
Consider the function
then $\omega^{\pm}=t_{\varepsilon,\pm}\omega_{\varepsilon,\pm}$, $J_\varepsilon'(\omega_{\varepsilon}^{\pm})\omega_{\varepsilon}^{\pm}=0$, i.e., $\omega_\varepsilon\in M_\varepsilon$, thus
On the other hand, by direct computation we conclude that
where $o(1)\rightarrow 0$ as $\varepsilon\rightarrow 0$. Thus we obtain our conclusion.
In this section, we make a careful analysis the profile of $u_\varepsilon$.
Lemma 4.1 The positive local maximum and negative local minimum points of $u_\varepsilon$ are both in $\Lambda $.
Proof Let $x_\varepsilon$ be a positive local maximum of $u_\varepsilon$. Suppose by contradiction that $x_\varepsilon\in \Lambda ^c$. Since $\Delta u_\varepsilon(x_\varepsilon)\leq 0$, using the definition of $g$, we have
But the above estimate is impossible by the fact $k>\frac{\theta}{\theta-2}>1.$ A similar argument implies that every negative local minimum of $u_\varepsilon$ is also in $\Lambda $.
Lemma 4.2 Let $P_\varepsilon^1$ be a local maximum of $u_\varepsilon^+$ and $P_\varepsilon^2$ a local minimum of $u_\varepsilon^-,$ then
$(1)$ $u_\varepsilon(P_\varepsilon^1)\geq a_1$, $u_\varepsilon(P_\varepsilon^2)\leq a_2$,
$(2)$ $|\frac{P_\varepsilon^1-P_\varepsilon^2}{\varepsilon}|\rightarrow +\infty$ as $\varepsilon\rightarrow 0$.
Proof By Lemma 4.1, then $P_\varepsilon^1$, $P_\varepsilon^2\in \Lambda .$ Moreover, from the definition of $g$, then for $i=1,2$, we have
Meanwhile, as $\Delta u_\varepsilon(P_\varepsilon^1)\leq 0, \Delta u_\varepsilon(P_\varepsilon^2)\geq0, u_\varepsilon(P_\varepsilon^1)>0$ and $u_\varepsilon(P_\varepsilon^2)<0$, it follows that
which together with $(V_1)$ imply
Consequence, if $a_2<u_\varepsilon(P_\varepsilon^i)<a_1$, $i=1,2$, then
which is a contradiction, thus $u_\varepsilon(P_\varepsilon^1)\geq a_1, u_\varepsilon(P_\varepsilon^2)\leq a_2$. Item (1) is proved. The proof of item 2 is similar to Lemma 3.2 in [4], here we omit it.
Lemma 4.3 If $\varepsilon_n\downarrow 0$ and $x_n^i\in \bar{\Lambda }, i=1,2$ are such that
then
Proof The proof is similar to Proposition 4.1 in [4].
Lemma 4.4 If $m_{\varepsilon}^+=\max\limits_{x\in\partial \Lambda }u_{\varepsilon}^+(x),\ m_{\varepsilon}^-=\min\limits_{x\in\partial \Lambda }u_{\varepsilon}^-(x)$, then
Moreover, for every $\varepsilon>0$ small enough, $u_\varepsilon$ possesses at most one positive local maximum $P_\varepsilon^1\in \Lambda $ and one negative local minimum $P_\varepsilon^2\in \Lambda $. Meanwhile, we have
Proof The proof is similar to Corollary 4.1 in [4].
To conclude the proof of Theorem 1.1, we only need to show that $a_2<u_{\varepsilon}(x)<a_1,\ \forall x\in \Lambda ^{c}$. By Lemma4.4, there exists $\varepsilon_0>0$ such that for all $0<\varepsilon<\varepsilon_0$, we have
Using the same arguments in [2], the above inequality follows for $u_{\varepsilon}$ and $x\in \Lambda ^c$. Moreover, the arguments explored by [14], we can prove the following estimate
for some constant $\beta>0$. So we complete the proof of Theorem 1.1.