We consider the solitary wave solutions for quasilinear Schrödinger equations of the form
where $ z:\, \mathbb{R}\times \mathbb{R}^N\to \mathbb{C} $ is a complex function, $ W:\, \mathbb{R}^N\to \mathbb{R} $ is a given potential function, $ k: \mathbb{R}^N\times \mathbb{R} \rightarrow \mathbb{R} $ and $ l: \mathbb{R}\rightarrow \mathbb{R} $ are suitable functions. Quasilinear equation (1.1) has been derived as models of several physical phenomena, for which we can refer to [1-8] and references therein. For example, for the special case $ l(s)=s $, quasilinear equation(1.1) which has been called the superfluid film equation in fluid mechanics by Kurihara [9], can model the time evolution of the condensate wave function in super-fluid film ([9, 10]). For the special case $ l(s)= (1 + s)^{1/2} $, quasilinear equation(1.1) can model the self-channeling of a high-power ultra short laser in matter. Propagation of a high irradiance laser in a plasma produces an optical refractive index which is nonlinear related to the intensity of the light and gives rise to an interesting new nonlinear wave equation. (see [11-14]).
Set $ z(t, x) = \exp(-iEt)u(x) $, where $ E $ is a real number and $ u(x) $ is a real function, equation (1.1) can be simplified to a quasilinear elliptic equation (see [15])
Thus, in order to find the solitary wave solution of (1.1), only the positive solution of the quasilinear elliptic equation (1.2) is required. If $ l(s)=s $, the superfluid film equation in plasma physics can be obtained as follows:
Recent studies mainly focus on equation (1.3) with $ k(x, u)= |u|^{q-2}u $ at infinity for $ 4\leq q<22^*, \ N\geq 3 $, where $ 2^*=2N/(N-2) $ is the Sobolev critical exponent. In the spirit of [20], such a nonlinear term is called subcritical growth. In [7] and [16], the existence of a positive ground state solution of the equation (1.3) has been proved. By using a constraint minimization argument, a solution of the equation with unknown Lagrangian multiplier $ \lambda $ in front of the nonlinear term has been given. In [17], the quasilinear equation is transformed into a semilinear equation by a variable transformation. Using an Orlitz space frame as the workspace, a positive solution of equation (1.3) is obtained according to the mountain-Pass lemma(e.g., [18]). This method was later used for subcritical growth in [19]. Along this line of thought, one could also look for a sign-changing solution. For instance, in [20], Liu et al. used Nehari's method to deal with more general quasilinear equations and obtained positive and sign-changing solutions. Recently, the first two authors and Wang obtained infinitely many nodal radial solutions of the equation (1.3) through a construction argument in [21].
As shown in [20], the number $ 22^* $ is similar to the critical exponent of equation (1.3). As a matter of fact, in [20], using the variational identity given by Pucci and Serrin [22], it was proved that equation (1.3) has no positive solutions in $ H^1( \mathbb{R}^N) $ with $ u^2|\nabla u|^2\in L^1( \mathbb{R}^N) $ if $ k(u)=|u|^{p-2}u $, $ p\ge 22^* $ and $ \nabla V(x)\cdot x\ge 0 $ in $ \mathbb{R}^N $. As in [17] Liu et al. pointed out, the critical case for equation (1.3) is as good as a play. In this critical case, Moanemi dealt with the related singularly perturbed equation in reference [23], and obtained a positive radial solution in the case of radial symmetry. Later, in [24] a positive solution was proved to exist according to the mountain pass Lemma. Recently, Liu et al. used a perturbation method to obtain a positive solution of the general quasilinear elliptic equation like (1.3) in [25]. The existence of the nodal solution of the equation (1.3) with critical growth is studied by the variational method in [26].
We note that all of the above results are for the special case $ l(s)=s $. A very natural question is whether there is a general way to study the equation (1.1) for the general function $ l(s) $.
In [27], to handle the general case, Shen and Wang introduce the following new variable substitution
Using this transformation, we can reduce (1.2) to quasilinear elliptic equation
Setting $ g^2(u)=1+2u^2 $, i.e., $ l(s)=s $, we can get equation (1.3). Setting $ g^2(u)=1+\frac {u^2}{2(1+u^2)} $, i.e., $ l(s)=(1+s)^{\frac 12} $, we can get the quasilinear Schrödinger equation
which models the self-channeling of a high-power ultrashort laser in matter.
According to this line of thought, in [27], Shen and Wang obtained a positive solitary wave solution of (1.2) with a general function $ l(s) $ under some assumptions on $ g $, $ V $, and $ k $ which is a function of subcritical growth. In [21], Deng et al. obtained node solutions of equation (1.4) also with subcritical growth function $ k(x, u) $.
What is the critical exponent of the quasilinear Schrödinger equation (1.2) (or (1.4)) with general function $ l(s) $ (or $ g(s) $)? What about the existence of positive solutions for such an equation with the critical exponent? These questions have recently been addressed by the authors in [28]. To be more precise, the critical exponents $ \alpha 2^* $ of equation (1.4) with the general function $ g(s) $ is obtained if $ g(s) $ satisfies $ \lim\limits_{t \rightarrow +\infty} \frac {g(t)}{t^{\alpha -1}} = \beta >0 $ for some $ \alpha \ge 1 $ (see [28]).
In recent years, we've found that there seems to be little progress on the existence of positive ground state solutions for equation (1.4) with a Hardy-type term.
In the present paper, we assume $ V(x)\equiv 1 $ and $ k(x, t)=h(t)+\frac{g(t)|G(t)|^{2^*(a)-2}G(t)}{|x|^a} $. Whereupon, the quasilinear Schrödinger equation (1.4) can be rewritten as
where $ N\geq3 $, $ \ 2^*(a)=\frac {2(N-a)}{N-2} $, $ 0\leq a<2 $, $ G(t)=\int_0^t g(\tau)d\tau $ and $ h: \mathbb{R}\rightarrow \mathbb{R} $ is a continuous function.
In order to establish the existence of positive radial ground state solutions for equation (1.6), we need to make some assumptions about $ g(t) $ and $ h(t) $.
$ (g_1) $ $ g\in C^1( \mathbb{R}) $ is a positive even function and $ g'(t)\ge 0 $ for $ \forall t\ge 0 $, $ g(0)=1 $;
$ (h_1) $ $ h(t)\ge 0 $ is differentiable for all $ t\in [0, \ +\infty) $. Moreover, we extend $ h(t)\equiv 0 $ for all $ t\in (-\infty, 0) $;
$ (h_2) $ $ \lim\limits_{t\rightarrow +\infty}\frac{h(t)}{g(t)|G(t)|^{2^*(a)-1}}=0 $ and $ \lim\limits_{t\rightarrow 0^+}\frac{h(t)}{g(t)G(t)}=0 $;
$ (h_3) $ There exists $ \delta \in (0, 2^*(a)-2) $ such that for $ \forall t>0 $, there holds $ (1+\delta) h( t)\le G(t) (\frac {h(t)}{g(t)})' $;
Denoting $ H(u)=\int_0^u h(\tau)d\tau $, we find that the natural variational functional
corresponding to (1.6) may be not well defined in $ H^1( \mathbb{R}^N) $. In order to overcome this difficulty, we need to make a variable substitution which was constructed by Shen and Wang in [27], as
And then we can obtain
Since $ g(t) $ satisfies the assumption $ (g_{1}) $, we can get $ |G^{-1}(v)|\leq \frac{1}{g(0)}|v|=|v|. $ It thus appears that, the functional $ J(v) $ is well defined in $ H^1( \mathbb{R}^N) $ and $ J\in C^1(H^1( \mathbb{R}^N), \mathbb{R}) $ if the function $ h(t) $ satisfies the assumption $ (h_{2}) $.
If $ u $ is a nontrivial solution of equation (1.6), then it should satisfy
for $ \forall\varphi \in C_{0}^{\infty}( \mathbb{R}^{N}). $
Let $ \varphi=\frac{1}{g(u)}\psi $, we immediately know (see[27]) that equation (1.7) is equivalent to
for $ \forall\psi \in C_{0}^{\infty}( \mathbb{R}^{N}). $
Consequently, to find the nontrivial solutions of (1.6), it is sufficient to investigate the existence of nontrivial solutions to the following equation
It is easy to prove that equation (1.6) is equivalent to equation (1.9) and the nontrivial critical point of $ J(v) $ is the nontrivial solution of equation (1.9).
The main results of this paper can be stated by the following theorem:
Theorem 1.1 Assume that $ (g_1) $ and $ (h_1)-(h_3) $ hold, then Equation (1.9) has at least one positive radial ground state solution solution if $ N\geq4. $
Remark 1 Since we want to study the existence of positive solutions to equation (1.9), we rewrite the corresponding variational function $ J(v) $ into the following form:
where $ v^+(x)= \max \{v(x), 0\} $.
We assert that all nontrivial critical points of the functional $ J $ are positive solutions of equation (1.9). As a matter of fact, let $ v\in H^{1}( \mathbb{R}^N) $ be a nontrivial critical point of the functional $ J $, then $ v $ must be a nontrivial solution of the equation
According to standard regularity argument, we know that $ v\in C^2( \mathbb{R}^N) $. Furthermore, by the assumption$ (h_2) $ and Lemma 2.1(2) in section 2, we can obtain that the right side of equation (1.10) is nonnegative since $ G(u)g(u)>G^2(u)/u>u. $ So, by the strong maximum principle, we know that $ v $ is positive.
This paper is organized as follows: In section 2, we will prove some useful lemmas. To be precise, firstly, we give some properties for $ G, G^{-1} $and $ H $. After that, based on these properties, we show that the functional $ J(v) $ satisfies Mountain Pass geometry and that the corresponding $ (PS)_{c} $ sequence is bounded. In Section 3, based on Section 2, we prove the main theorem 1.1 of this paper.
In what follows, we denote as usual the functions $ u^+(x)= \max \{u(x), 0\} $ and $ u^-=\max \{-u(x), 0\} $ by $ u^+ $ and $ u^- $ if $ u\in H^1( \mathbb{R}^N) $. The usual Lebesgue space is denoted by $ L^q( \mathbb{R}^N) $ with norms $ \parallel u\parallel_q =\left(\int_{R^N}|u(x)|^q dx\right)^{\frac{1}{q}}, 1\leq q<\infty $, and the space of radial symmetric functions $ \{u\in H^1( \mathbb{R}^N):u(x)=u(|x|)\} $ is denoted by $ H_r^1( \mathbb{R}^N). $
In this section, firstly, we give some properties for the fuctions $ h, g $ and $ H, G $ which are defined in the introduction. After that, we prove that the functional $ J(v) $ satisfies Mountain Pass geometry and the $ (PS)_{c} $ sequence corresponding to $ J(v) $ is bounded. Finally, we establish a compactness theorem for variational functional $ J(v) $.
Lemma 2.1 (See Lemma 2.1 in [29]) Assume that $ (g_1) $ and $ (h_1)-(h_3) $ hold, then the functions $ h(t), g(t) $ and $ H(t)=\int_0^t h(\tau)d\tau, G(t)=\int_0^t g(\tau)d\tau $ enjoy the following properties:
(1) $ G(t) $ and $ G^{-1}(s) $ are odd functions.
(2) For all $ t\geq0, s\geq0, $ there hold $ G(t)\leq g(t)t, G^{-1}(s)\leq \frac{s}{g(0)}=s. $
(3) For all $ s\geq0 $, the function $ \frac{G^{-1}(s)}{s} $ is nonincreasing and $ \lim\limits_{s\rightarrow 0} \frac {G^{-1}(s)}{s}=1. $ Moreover, if $ g $ is bounded, then $ \lim\limits_{s\rightarrow \infty} \frac {G^{-1}(s)}{s}=\frac{1}{g(\infty)}; $ If $ g $ is unbounded, then $ \lim\limits_{s\rightarrow \infty} \frac {G^{-1}(s)}{s}=0. $
(4) There exists a constant $ \mu \in(2, 2^{*}(a)) $ such that for $ \forall t>0, $ there holds $ h(t)G(t)\geq \mu g(t)H(t). $
(5) $ H(t)\geq\frac{H(M)}{G(M)}(G(t))^{\mu} $ for $ t\geq M. $
(6) Denote $ Q_{1}(s)=\frac{G^{-1}(s)}{g(G^{-1}(s))} $, $ Q_{2}(s)=\frac{h(G^{-1}(s))}{g(G^{-1}(s))} $, then for all $ s\in \mathbb{R} $, there hold
Denote
Lemma 2.2 (See Lemma 2.2 in [29]) Assume that $ (g_1) $ and $ (h_1)-(h_3) $ hold, then the function $ f(s), \ F(s) $ enjoy the following properties:
(1) $ f(s)\ge 0 $ for all $ s\ge 0 $.
(2) $ \lim\limits_{s \rightarrow 0^+} \frac {f(s)}{s}= \lim\limits_{s \rightarrow 0^+} \frac {F(s)}{s^2}=0 $.
(3) $ \lim\limits_{s \rightarrow +\infty} \frac {f(s)}{s^{2^*-1}}= \lim\limits_{s \rightarrow +\infty} \frac {F( s)}{s^{2^*}}=0 $.
(4) $ f(s)s \ge 2F(s) $ for $ s\ge 0 $.
Based on the lemmas above, we can prove that the functional $ J(v) $ satisfies the Mountain-Pass geometry.
Lemma 2.3 Under our assumptions, the functional $ J(v) $ enjoy the following properties:
(1) there are $ \alpha\in \mathbb{R}^{+}, \; \rho\in \mathbb{R}^{+}, $ such that $ J(v)\geq \alpha $ for all $ \|v\|=\rho $;
(2) there is $ \omega \in H^{1}( \mathbb{R}^{N}), $ such that $ \|\omega\|>\rho $ and $ J(\omega)<0. $
Proof By Lemma 2.2 (2), (3) and Sobolev-Hardy inequality, we can obtain, for any $ \varepsilon>0 $, there is a constant $ C_{\varepsilon}>0 $ such that
Therefore, if we choose $ \varepsilon >0 $ small enough and $ \rho>0 $, then there holds
which implies the point (1).
Next, we prove point (2). For a given nontrivial function $ \varphi \in C_{0}^{\infty}( \mathbb{R}^{N}, [0, 1]) $, by Lemma 2.2(1) we can obtain that
Therefore, if we take $ \omega =t\varphi $ with $ t $ large enough, then we can see that point (2) is naturally true.
By Lemma 2.3 and the mountain pass Lemma, we know that for the constant
where
there is a $ (PS)_{c} $ sequence $ \{v_n\} $ in $ H^1( \mathbb{R}^N) $ at the level $ c , $ that is,
Lemma 2.4 The $ (PS)_{c} $ sequence $ \{v_n\} $ in (2.6) is bounded in $ H^1( \mathbb{R}^N) $.
Proof Since $ \{v_n\}\subset H^1(R^N) $ is a $ (PS)_{c} $ sequence, we know that
and for $ \forall\psi \in C_{0}^{\infty}( \mathbb{R}^{N}), $
as $ n\rightarrow \infty. $ Since $ C_{0}^{\infty}( \mathbb{R}^{N}) $ is dense in $ H^1( \mathbb{R}^N), $ by taking $ \psi=v_{n} $ we can obtain that
as $ n\rightarrow \infty. $ By (2.7), (2.9) and Lemma 2.1(2), (4), we can deduce that
By Lemma 2.1(4), (5), we can obtain that
for all $ t\geq1. $ Therefore, for the case $ x\in\{x:|G^{-1}(v_{n})|>1\} $, we have that
On the other hand, since $ g(t) $ is a nondecreasing function, for the case $ x\in\{x:|G^{-1}(v_{n})|\leq1\} $ we have that
Substiuting (2.12)-(2.13) into (2.10), we immediately know that the $ (PS)_{c} $ sequence $ \{v_{n}\} $ is bounded in $ H^{1}( \mathbb{R}^{N}). $
The following lemma provides the interval in which the $ (PS)_{c} $ condition holds for $ J(v). $
Lemma 2.5 $ J(v) $ defined on $ H_{r}^{1}( \mathbb{R}^{N}) $ satisfies $ (PS)_{c} $ condition if the level value
where $ A_{a} $ is the best Sobolev-Hardy constant defined as follows:
Proof Let $ \{v_{n}\}\subset H_{r}^{1}( \mathbb{R}^{N}) $ be a $ (PS)_{c} $ sequence of $ J(v) $. Similar to the proof of Lemma 2.4, we can easily prove that $ \{v_{n}\} $ is bounded in $ H_{r}^{1}( \mathbb{R}^{N}) $. Then it follows from Strauss Lemma [30] that there is a subsequence of $ \{v_{n}\} $ (still denoted by $ \{v_{n}\}) $ such that
and $ v $ is a solution of (1.10). It follows from Strauss lemma [30] and (2.14) that
Therefore, we can obtain that
It is clear that for all $ A, B \in \mathbb{R} $, there holds
Hence, we can obtain that
By the Sobolev-Hardy inequality,
It follows from Lebesgue theorem that
Taking $ v'_n=v_n-v, $ by Brezis-Lieb's lemma [31] and (2.15)-(2.17), we can obtain that
and
Suppose that $ v_n $ does not converge to $ v $ in $ H^1( \mathbb{R}^N) $, we may assume that $ \int_{ \mathbb{R}^N}\frac{|v'_n|^{2^*(a)}}{|x|^{a}}=l+o(1) $, where $ l>0 $. Then
Hence,
By (2.18)we deduce that
On the other hand, by Lemma 2.1, we have that
Thus we can obtain that
This is in contradiction with (2.19). Therefore $ l=0. $ By the definition of $ v'_n $ we can conclude that $ J $ satisfies $ (PS)_c $ condition. And then the proof is done.
By Lemmas 2.3-2.5 and the mountain pass Lemma, we can easily obtain the following lemma.
Lemma 2.6 Assume that there is $ v_{0}\in H_{r}^{1}( \mathbb{R}^{N}), v_{0} \neq 0 $ such that
Then equation (1.9) has at least one positive weak solution.
Now, we will show that the level value $ c $ is in the interval in which the $ (PS)_{c} $ condition holds. For this purpose, we introduce a well-known fact that the function
solve the equation
and satisfy
Let $ \varphi\in C_0^{\infty}( \mathbb{R}^N, [0, 1]) $ be a radial cut-off function such that $ \varphi(|x|)=1 $ for $ |x|\le \rho_\epsilon $, $ \varphi(|x|)\in (0, 1) $ for $ \rho_\epsilon<|x|<2\rho_\epsilon $, and $ \varphi(|x|)=0 $ for $ |x| \geq 2\rho_\epsilon $, where $ \rho_\epsilon=\epsilon^\tau, \ \tau\in(\frac{1}{4}, \frac{1}{2}). $ Taking $ v_\epsilon(x)=\varphi(x) u_\epsilon(x), $ and then we can obtain the following estimations (see [32]):
Lemma 3.1 The function $ v_\epsilon(x) $ satisfies the estimations as follows: as $ \epsilon\rightarrow 0, $
(1) $ \|\nabla v_{\epsilon}\|_{2}^{2}=(A_{a})^{\frac{N-a}{2-a}}+O(\epsilon^{N-2}) $.
(2) $ \int_{ \mathbb{R}^{N}}\frac{|v_{\epsilon}|^{2^{*}(a)}}{|x|^{a}}dx=(A_{a})^{\frac{N-a}{2-a}}+O(\epsilon^{N-a}) $.
(3) $ \| v_{\epsilon}\|_{r}^{r}=\left \{ \begin{array}{ll}O(\epsilon^{N-\frac{r(N-2)}{2}})& \quad for \ \ \ r>\frac{2^{*}}{2}, \\[8pt] O (\epsilon^{\frac{r(N-2)}{2}} |\ln \epsilon|) & \quad for \ \ \ r=\frac{2^{*}}{2}, \\[8pt] O(\epsilon^{\frac{r(N-2)}{2}}) & \quad for \ \ \ r<\frac{2^{*}}{2}.\\ \end{array} \right .\\[8pt] $
(4) $ \| v_{\epsilon}\|_{2}^{2}=\left \{ \begin{array}{ll}O(\epsilon^{2})&\quad for \ \ \ N\ge5, \\ O (\epsilon^{2} |\ln \epsilon|) &\quad for \ \ \ N=4, \\ O(\epsilon^{N-2}) &\quad for \ \ \ N=3.\\ \end{array} \right .\\ $
(5) $ \| v_{\epsilon}\|_{1}=O(\epsilon^{\frac{N-2}{2}}). $
(6) $ \| v_{\epsilon}\|_{2^{*}}^{2^{*}}=D+O(\epsilon^{N}). $
where $ D>0 $ is a constant.
Now we are going to show the following result.
Theorem 3.2 Assume that $ (g_1) $ and $ (h_1)-(h_3) $ hold, then the equation (1.9) has at least one positive radial solution solution if $ N\geq4. $
Proof By Lemma 2.6, we just need to verify that condition (2.21) is naturally true.
Step 1. We claim that for $ \epsilon>0 $ sufficiently small, there is a constant $ t_{\epsilon}>0 $ such that
where $ A_{1} $ and $ A_{2} $ are two positive constants that do not depend on $ \epsilon. $
In fact, as a result of $ J(0)=0 $ and $ \lim \limits_{t\rightarrow \infty}J(tv_{\epsilon})=-\infty $, there is a $ t_{\epsilon}>0 $ such that
Therefore we can obtain
By Lemma 2.2 and Lemma 3.1, for any $ \delta>0 $ there exist positive constants $ k_{1}, k_{2}, k_{3} $ such that
It follows from (3.1) that
Therefore there exists a constant $ A_{1} >0 $ such that $ t_{\epsilon }> A_{1} $ if $ \epsilon $ is sufficiently small.
On the other hand, by (3.1) we can obtain
Therefore we have
Step 2. We want to estimate $ J(t_{\varepsilon}v_{\epsilon}) $. By Lemma (3.1), we can obtain that
Since the function $ Q(t)=\frac{t_{\varepsilon}^{2}}{2}-\frac{t_{\epsilon}^{2^*(a)}}{2^*(a)} $ has only maximum at $ t=1, $ we can obtain
It follows from Lemma 2.1(2) that
By Lemma 2.1(4) we can obtain
Therefore
Let
then we only need to prove $ I<0 $ for small $ \epsilon. $ It follows from Lemma (3.1) that
When $ N \geq 4, \mu > 2, $ we can verify that $ I<0 $ as $ \epsilon>0 $ sufficiently small. Therefore (2.20) is naturally true. And then the proof is done.
Define
It is clear that $ \mathcal{N}\neq \varnothing $ since the equation (1.9) has at least one positive solution.
Lemma 3.2 Assume that $ (g_{1}) $, and $ (h_{1})-(h_{3}) $ hold, then we have
Proof It is obvious that for all $ u\in \mathbb{N} $, there exists $ t^{*}>0, $ such that
Set
and then
where $ Q_{1}(s), Q_{2}(s) $ are given fuctions by Lemma 2.1(6). Denote
By Lemma 2.1(6), we can obtain
for $ t>0 $. Therefore $ \gamma(t) $ has at most one zero point in $ (0, \infty). $ It follows from $ u \in \mathcal{N} $, $ \left.\frac {{dJ }(tu)}{dt} \right| _{t=t^*} =0 $ and $ \left.\frac{dJ (tu)}{dt} \right| _{t=1} =0 $ that $ t^*=1 $. Thus
On the other hand, since $ c $ is a critical value of $ J (v) $, we can obtain that $ b\le c $ by the definition of $ b $. Thus
And then the proof is done.
By Lemma (3.3), we know that the functional $ J(v) $ can be achieved by a function $ w\in \mathcal{N} $ and $ w $ is a positive ground state solution of (1.9).