The finite type conditions gave their rise from the investigation of the subellipticity of the $ \overline{ \partial} $-Neumann operator. For any boundary point of a smooth pseudoconvex domain in $ \mathbb{C}^2 $, Kohn [1] introduced three kinds of integer invariants, which are respectively the regular contact type, the commutator type and the Levi form type. Kohn proved that these invariants are equal to each other. When they are finite at a boundary point, the domain possesses local sub-elliptic estimates near this point. The domain is said to be of finite type if these invariants are finite at each boundary point of the domain.
Ever since then, much attention paid to generalize these finite type conditions to the higher dimensional case. Kohn [2] defined the subelliptic multiplier ideals near each boundary point of a pseudoconvex domain, and if $ 1 $ is in any of these ideals, the boundary point is said to be of finite ideal type. In [3], D'Angelo introduced the D'Angelo finite type condition in terms of the order of contact with respect to singular complex analytic varieties. Both of these finite type conditions imply the existence of the sub-elliptic estimates. Bloom [4] generalized Kohn's type conditions in $ {\mathbb C}^2 $ directly to higher dimensional spaces. More precisely, for a smooth real hypersurface $ M\subset {\mathbb C}^n $ and $ p\in M $, Bloom defined the regular contact type $ a^{(s)}(M,p) $, the commutator type $ t^{(s)}(M,p) $ and the Levi-form type $ c^{(s)}(M,p) $ of $ M $ at $ p $. Bloom conjectured in [4] that these three invariants are the same when the hypersurface is pseudoconvex, which is known as the Bloom conjecture. Bloom-Graham [5] and Bloom [6] proved the conjecture for $ s = n-1 $. In [4], Bloom showed that $ a^{(1)}(M,p) = c^{(1)}(M,p) $ when $ M\subset \mathbb{C}^3 $. Recently, Huang-Yin [7] proved that the Bloom conjecture holds for $ s = n-2 $. This, in particular, gave a complete solution of the conjecture in complex dimension $ 3 $.
For a fixed $ (1,0) $ type vector field $ L $ at a point $ p $ of a smooth real hypersurface, D'Angelo introduced the commutator type $ t(L,p) $ and the Levi form type $ c(L,p) $.
In fact, let $ M\subset \mathbb{C}^n $ be a smooth real hypersurface with $ p\in M $, and let $ \rho $ be a defining function of $ M $ near $ p $. Denote by $ \mathcal{M}_1(L) $ the $ C^\infty(M) $-module spanned by $ L $ and $ \overline{L} $. For any $ k\geq 1 $, we inductively define $ \mathcal{M}_k(L) $ to be the $ C^\infty(M) $-module spanned by $ \mathcal{M}_{k-1}(L) $ and the elements of the of form $ [X,Y] $ with $ X\in \mathcal{M}_{k-1}(L) $ and $ Y\in \mathcal{M}_{1}(L) $. We say the commutator type $ t(L,p) = m $ if $ \langle F, \partial \rho\rangle(p) = 0 $ for any $ F\in \mathcal{M}_{m-1}(L) $ but $ \langle G, \partial \rho\rangle(p)\neq 0 $ for a certain $ G\in \mathcal{M}_{m}(L) $. We define the Levi form type $ c(L,p) = m $ if for any $ m-3 $ vector fields $ F_1,\cdots,F_{m-3} $ of $ \mathcal{M}_1(L) $, we have
and for a certain choice of $ m-2 $ vector fields $ G_1,\cdots,G_{m-2} $ of $ \mathcal{M}_1(L) $, we have
D'Angelo [8] conjectured that these two types equal to each other when the real hypersurface is pseudoconvex. He confirmed the conjecture when one of the type is exactly $ 4 $. The present paper is devoted to proving this conjecture when the real hypersurface is in $ \mathbb{C}^3 $.
Theorem 1.1 Let $ M $ be a smooth pseudoconvex hypersurface in $ \mathbb{C}^3 $ and $ p\in M $. For any fixed $ (1,0) $ vector field $ L $ near $ p $, we have $ t(L,p) = c(L,p) $.
This section is devoted to the proof of Theorem 1.1.
Let $ (z_1,,z_{2},w) $ be the coordinates in $ \mathbb{C}^3 $. Suppose that $ p = 0 $, and the defining function of $ M $ takes the form
For any $ j = 1,2 $, write
Then $ L_1 $ and $ L_2 $ form a basis of the complex tangent vector fields of type $ (1,0) $ along $ M $ near $ 0 $. Suppose that $ L = A_1(z,w, \overline{z}, \overline{w})L_1+A_2(z,w, \overline{z}, \overline{w})L_2 $. After a linear change of coordinates, we can assume $ A_1(0)\neq 0 $ and $ A_2(0) = 0 $. Notice that for any smooth function $ f $ on $ M $ with $ f(0)\neq 0 $, we have $ t(fL,0) = t(L,0) $ and $ c(fL,0) = c(L,0) $. Thus we can replace $ L $ by $ A_1^{-1}L $, then $ L $ takes the form $ L = L_1+A(z,w, \overline{z}, \overline{w})L_2 $.
Denote by $ l_0-2 $ the vanishing order of $ \frac{ \partial}{ \partial \overline{z_1}}A(z_1,0, \overline{z_1},0) $ and denote by $ m_0-2 $ the vanishing order of $ \frac{ \partial^2}{ \partial z_1 \overline{z_1}} E(z_1,0, \overline{z_1},0) $. The proof of main theorem is carried out for three cases, according to the values of $ l_0 $ and $ m_0 $.
Case Ⅰ In this case, we assume $ l_0 = m_0 = \infty $.
For any fixed integer $ k $, after a holomorphic change of coordinates, we make
A direct computation shows that $ t(L,0)\geq k $ and $ c(L,0)\geq k $. By the arbitrariness of $ k $, we obtain $ t(L,0) = c(L,0) = +\infty $.
Case Ⅱ In this case, we assume $ m_0<\infty $ and $ l_0>m_0 $.
After a holomorphic change of coordinates (see [4] or [7]), we make $ E(z_1,0, \overline{z_1},0) $ contains no holomorphic or anti-holomorphic terms, and the terms of degree $ m_0 $ in $ E(z_1,0, \overline{z_1},0) $ is non-zero. Also, we make the vanishing order of $ A(z_1,0, \overline{z_1},0) $ is at least $ m_0 $. Now, we introduce the following weighting system
Define
Denote by $ O_{wt}(k) $ a smooth function or vector field with weighted degree at least $ k $. Then we have
Thus for any $ 1\leq j\leq m_0-2 $ and $ X_1,\cdots,X_j\in \mathcal{M}_1(L) $, the weighted degree of terms in
are at least $ m_0-j+2 $. Hence both of them are $ 0 $ when restricted to the origin for any $ 1\leq j\leq m_0-3 $. When $ j = m_0-2 $, by considering the weighted degree, we know
and
here $ (X_h)_{-1} $ is the sum of the vector field terms in $ X_h $ of weighted degree $ -1 $.
Notice that $ L_{-1} $ is an $ (1,0) $ tangent field of the real hypersurface defined by $ \rho^{(m_0)} = 0 $, which must be pseudoconvex. By the finite type theory is dimension $ 2 $ (see [9]), we have $ t(L_{-1},0) = c(L_{-1},0) = m_0 $. Thus in (2.1) and (2.2), we can choose $ X_h $ for $ 1\leq h\leq m_0-2 $ such that the two expressions are non-zero. This means $ t(L,0) = c(L,0) = m_0 $.
Case Ⅲ In this case, we assume $ m_0<\infty $ and $ l_0\leq m_0-1 $.
After a holomorphic change of coordinates, we eliminate the holomorphic and anti-holomorphic terms in $ E $ up to order $ m_0 $, and get rid of the holomorphic terms in $ A $ up to order $ l_0 $. As in Case Ⅱ, we define
Denote by $ m_1 $ the lowest weighted vanishing order of $ \rho(z,0, \overline{z},0) $ with the weights given in (2.3). Then $ m_1\leq m_0 $. Define
Write
By our construction and definition, we have
By a similar weighted degree estimate as in Case Ⅱ, for any $ 1\leq j\leq m_0-3 $ and $ X_1,\cdots,X_j\in \mathcal{M}_1(L) $, we know
Also, for any $ X_1,\cdot,X_{m_1-2}\in \mathcal{M}_1(L) $, we have
Consider $ L_{-1} $ as a complex $ (1,0) $ tangent vector field of $ M^0: = \{\rho^{(m_1)} = 0\} $. We claim that $ t(L_{-1},0) = c(L_{-1},0) = m_1 $.
Since $ L_{-1} $ is real analytic, by the Nagano Theorem, Re$ (L_{-1}) $, Im$ (L_{-1}) $ and their Lie brackets will generate a homogeneous real manifold $ N^0 $.
Suppose that $ t(L_{-1},0)>m_1 $, then for any $ X_1,\cdot,X_{m_1-2}\in \mathcal{M}_1(L_{-1}) $,
On the other hand, for any $ j\geq 0 $, $ (X_j)_{-1}\cdots (X_1)_{-1} \partial \overline{ \partial}\rho^{(m_1)}(L_{-1}, \overline{L_{-1}})(z,w) $ is a weighted homogeneous polynomial of degree $ m_1-j-2 $. Hence it must be $ 0 $ when $ (z,w) = 0 $ and $ j\neq m_1-2 $. Thus $ j\geq 0 $, we have
This means $ \frac{ \partial}{ \partial \text{Im}v}\not\in T_0N^0 $. Hence the real dimension of $ N^0 $ is at most $ 4 $. By our assumption and normalization, $ A $ is non-zero and contains no holomorphic terms. By [4, Lemma 4.8], the real dimension of $ N^0 $ can only be $ 3 $ or $ 4 $. From [7], such $ N^0 $ exists only if $ N^0 $ is Levi-flat, which contradicts to the second line of (2.4). Hence $ t(L_{-1},0) = m_1 $. Together with (2.5), we obtain $ c(L,0) = m_1 $.
Next, suppose that $ c(L_{-1},0)>m_1 $, then for any $ j\leq m_1-3 $, $ X_1,\cdots,X_{j}\in \mathcal{M}_1(L) $, we have
A similar weighted degree argument shows that for any $ j\geq 0 $, $ X_1,\cdots,X_{j}\in \mathcal{M}_1(L_{-1}) $, we have
This implies $ \partial \overline{ \partial}\rho(L, \overline{L})\equiv 0 $ on $ N^0 $. Hence for any $ q\in N^0 $ around $ 0 $, we have $ \text{Re}(L_{-1})(q),\ \text{Im}(L_{-1})(q)\in T_q^N{N^0} $, where
By [10, Proposition 2], $ T_z^N{N^0} = T_z{N^0} $. In particular, any $ S\in T_0{N^0} $ is in $ T^h_0(M^0): = \{Y = \text{Re}(X):\ X\in T_0^{(1,0)}M^0\} $. Thus $ \frac{ \partial}{ \partial \text{Im}w}|_{0}\not\in T_0{N^0} $. By the argument in the proof of $ t(L_{-1},0) = m_1 $, such $ N^0 $ exists only if $ N^0 $ is Levi-flat, which again contradicts to (2.4). Hence we obtain $ c(L_{-1},0) = m_1 $. Together with (2.6), we obtain $ c(L,0) = m_1 $. Hence in this case, we again obtain $ t(L,0) = c(L,0) $.
The proof of Theorem 1.1 is completed.