In recent years, with the increasing attention to analysis and geometry in metric space, the investigations of Carnot-Carathéodory (CC) spaces as a special kind of metric space were carried out with prosperous results. In this case, the Carnot group plays a fundamental role. As we all know, it is a graded Lie group whose Lie algebra is nilpotent. Roughly speaking, the Carnot group can be regarded as a local model of CC spaces since they can be seen as the natural tangent space of the CC space, just as the Euclidean space is tangent to the manifold (see[1,2]). Carnot groups occupy a central position in the study of harmonic analysis, partial differential equation, sub-Riemannian geometry, mechanical engineering and so on (cf.[3-5]).
As we know, the Heisenberg group $ \mathbb{H}^n $ is the classical example of a non-Abelian Carnot group. Niu and Zhang[6], Sun[7, 8] established some universal inequalities of eigenvalues for the Kohn-Laplacian, the Folland-Stein operator on the Heisenberg group.
The horizontal Laplacian $ \Delta_H $ on a Carnot group $ G $ is a hypoelliptic operator of Hörmander type. In 2013, Aribi and El Soufi[9] gave some universal bounds for the eigenvalues of the horizontal Laplacian on Carnot groups. In 2017, Du, Wu, Li and Xia[10] investigated the following eigenvalue problem of the biharmonic horizontal Laplacian on a bounded domain $ \Omega $ in a Carnot group $ G $ with an $ d_1 $-dimensional sub-bundle
where $ v $ is the outwards unit normal vector field of $ \partial \Omega $. They obtained the following inequalities for eigenvalues of this problem
and
Quadratic polynomial operator of the Laplacian is one important kind of differential operator in the research of differential geometry and partial differential equation (see[11]). In this paper, we consider the following Dirichlet weighted eigenvalue problem of quadratic polynomial operator of the horizontal Laplacian
where $ \rho $ is a positive function continuous on $ \bar \Omega $ and the constants $ a, b\geq 0 $. It is known that this eigenvalue problem has a discrete spectrum $ 0 < {\lambda _1} \le \cdots \le {\lambda _k} \le \cdots \nearrow $, where each eigenvalue is repeated with its multiplicity (see[12]). In particular, when $ \rho \equiv 1 $ and $ b = 0 $, problem (1.4) becomes the following eigenvalue problem
Furthermore, when $ a = 0 $, problem becomes (1.1).
We derive the following results for problem (1.4).
Theorem 1.1 Let $ \Omega $ be a bounded domain in a Carnot group $ G $ with an $ d_1 $-dimensional sub-bundle. Denote by $ \lambda_i $ the $ i $-th eigenvalue of problem (1.4). Set $ {\sigma} = {( {\mathop {\inf }\limits_{\bar \Omega } \rho } )^{ - 1}} $ and $ {\tau} = {( {\mathop {\max }\limits_{\bar \Omega } \rho } )^{ - 1}} $. Then we have
where
Theorem 1.2 Under the assumptions of Theorem 1.1, we have
From Theorem 1.1 and Theorem 1.2, we can get the following results for problem (1.5).
Corollary 1.1 Let $ \Omega $ be a bounded domain in a Carnot group $ G $ with an $ d_1 $-dimensional sub-bundle. Denote by $ \lambda_i $ the $ i $-th eigenvalue of problem (1.5). Then we have
where $ \zeta_i = \frac{ - a + \sqrt {a^2 + 4\lambda _i } }{2}. $
Remark It is easy to find that $ \xi_i = \lambda_i^{\frac{1}{2}} $ when $ \rho\equiv1 $ and $ a = b = 0 $. Thus (1.6) and (1.7) respectively become (1.2) and (1.3) when $ \rho\equiv1 $ and $ a = b = 0 $. Therefore our results cover the results of Du, Wu, Li and Xia[10] for the biharmonic horizontal Laplacian.
In this section, we give the proofs of Theorem 1.1 and Theorem 1.2.
For the convenience of readers, we fisrt give some basic knowledge about the Carnot group. A Carnot group $ G $ of step $ r $ is a connected, simply connected Lie group whose Lie algebra $ \mathfrak{g} $ admits a stratification $ \mathfrak{g} = {V_1} \oplus {V_2} \oplus \cdots \oplus {V_r} $. It is $ r $-nilpotent, i.e., $ [V_1, V_j] = V_{j+1}, j = 1, \cdots, r-1, [V_j, V_r] = {0}, j = 1, \cdots, r $. We also assume that there exists a scalar product $ \langle, \rangle_\mathfrak{g} $ on $ \mathfrak{g} $, such that the $ V'_js $ are mutually orthogonal. The whole $ \mathfrak{g} $ is generated by the layer $ V_1 $ which induces a subbundle $ HG $ of $ TG $ of rank $ d_1 = $dim$ V_1 $. We call $ HG $ the horizontal bundle of the Carnot group. Let $ \{ {e_1^i, \cdots , e_{d_i}^i, i \le r} \} $ be an orthonormal basis of $ V_i $ and $ \{ {X_1^i, \cdots , X_{d_i}^i} \} $ denotes the system of left invariant vector fields that coincides with $ \{ {e_1^i, \cdots , e_{d_i}^i} \} $ at the identity element of $ G $. We consider $ G $ is endowed with a left-invariant Riemannian metric $ \mathfrak{g}_G $ with respect to which the family $ \{ {X_1^1, \cdots , X_{d_r}^r} \} $ constitute an orthonormal frame for $ TG $. The corresponding Levi-Civita connection $ \nabla $ induces a connection $ \nabla^H $ on $ HG $ that we call "horizontal connection": if X is a vector field and Y is a horizontal vector field on $ G $, then $ \nabla _X^HY = {\pi _H}{\nabla _X}Y $, where $ {\pi _H}:TG \to HG $ is the orthogonal projection. The horizontal Laplacian $ \Delta_H $ is defined by
where $ u \in C^2 $.
Define $ {S^{2, 2}}( \Omega ) $ by
where $ {| {{\nabla ^H}f} |^2} = \sum\limits_{j = 1}^{d_1} {{{( {{X_j^1}f} )}^2}} $. Then $ {S^{2, 2}}( \Omega ) $ is a Hilbert space with a Sobolev norm $ {\| f \|^2} = \int_\Omega {( {\sum\limits_{p = 1}^2 {{{| {(\nabla ^H)^p f} |}^2} + {f^2}} } )}. $ Furthermore, we consider the subspace $ S_0^{2, 2}( \Omega ) $ defined by
For every $ f, g \in S_0^{2, 2}\left( \Omega \right) $, we have
Proof of Theorem 1.1 In order to construct a good trial function, we use some functions introduced by Danielli, Garofalo and Nhieu[4]. Since the Carnot group $ G $ of step $ r $ is nilpotent, the exponential exp$ :\mathfrak{g}\rightarrow G $ is a global diffeomorphism. Setting $ \{ e_1, \cdots, e_{d_1} \} $ and $ \{ X_1^1, \cdots, X_{d_1}^1 \} $ be an orthonormal basis of $ V_1 $ and the system of left invariant vector fields, respectively. We can define a smooth map $ x_i:G\rightarrow R $ by
These functions satisfy
Denote by $ u_i $ the $ i $-th weighted orthonormal eigenfunction of problem (1.5) corresponding to the eigenvalue $ \lambda_i $, namely, we have
Set $ \varphi_{ij} = x_i u_j-\sum\limits_{l = 1}^k {q_{ij}^l u_l} $, where $ q_{ij}^l = \int_\Omega \rho x_i u_j u_l $. It is easy to find
Using the Rayleigh-Ritz inequality, we have
Substituting
into (2.9), we derive
By direct calculations, we have
Using (2.12) and (2.13), we obtain
Substituting (2.14) into (2.11), we get
From
we can get
Set $ p_{ij}^l = \int_\Omega u_l X_i^1 u_j $. Then we have
Multiplying the both sides of (2.19) by $ (\lambda _{k + 1} - \lambda _j)^2 $, using the Cauchy-Schwarz inequality and (2.15), we have
where $ \delta $ is any positive number. Taking sum on $ j $ from $ 1 $ to $ k $ in (2.20), and noticing $ q_{ij}^l = q_{il}^j, p_{ij}^l = -p_{il}^j $, we get
It implies that
Taking sum on $ i $ from $ 1 $ to $ d_1 $ in (2.22), we get
Using the Schwarz inequality,
Then we have
This is a quadratic inequality of $ {\int_\Omega {| {{\nabla ^H}{u_j}} |} ^2} $. Thus we obtain
Substituting (2.26) into (2.23), we get
Taking
in (2.27), we can obtain (1.6). This completes the proof of Theorem 1.1.
Proof of Theorem 1.2 Similar to the proof of Theorem 1.1, let $ x_i $'s be the functions satisfying (2.5) and (2.6). Denote by $ u_i $ the $ i $-th weighted orthonormal eigenfunction of problem (1.5) corresponding to the eigenvalue $ \lambda_i $. Define a $ {d_1} \times {d_1} $-matrix $ Q = (q_{ij} )_{d_1 \times d_1} $, where $ q_{ij} = \int_\Omega \rho x_i u_1 u_{j + 1} $. According to the QR-factorization theorem, we know that there exists an orthogonal matrix $ T = (t_{ij})_{d_1 \times d_1} $ such that $ R = TQ $ is an upper triangle matrix, namely, we have
Set $ {y_i} = \sum\limits_{k = 1}^{d_1} t_{ik} x_k $. Then (2.28) can be written as
Moreover, from (2.6), we get
Consider the function $ \phi _i = (y_i - a_i) u_1 $, where $ {a_i} = \int_\Omega {\rho {y_i}u_1^2} $. It is easy to find that $ \int_\Omega {\rho {\phi _i}{u_{j + 1}}} = 0 \quad \mbox{for} \quad 0 \le j < i \le {d_1}. $ Using the Rayleigh-Ritz inequality, we have
Since
we get
On the one hand, using (2.30), we obtain
It follows from (2.34) and (2.35) that
Substituting (2.36) into (2.33), we obtain
On the other hand, we have
It implies
Multiplying the both sides of (2.38) by $ ( \lambda _{i + 1} - \lambda _1 )^{\frac{1}{2}} $, and using the Cauchy-Schwarz inequality, we derive
where $ \delta $ is any positive number. Substituting (2.37) into (2.39), and taking sum on $ i $ from 1 to $ d_1 $, we have
Using (2.17) and (2.26) and (2.40), we get
in (2.41), we obtain (1.7). This concludes the proof of Theorem 1.2.