In this article, we consider the following fractional Schrödinger equations
where $ s\in (0\, , \, 1) $, $ (-\Delta)^{s} $ stands for the fractional Laplacian, and $ f\in C(\mathbb{R}^{N}, \mathbb{R}) $, $ N>2s $. Here the fractional Laplacian $ (-\Delta)^{s} $ of a function $ u\in \mathcal{S} $ is defined by
where $ \mathcal{S} $ denotes the Schwartz space of rapidly decreasing $ C^{\infty} $ functions in $ \mathbb{R}^{N} $, $ \mathcal{F} $ is the Fourier transform, i.e.,
If $ u\in C^{\infty}(\mathbb{R}^{N}) $, it can be computed by the following singular integral
here P.V. is the principle value and $ c_{N, s} $ is a normalization constant.
In recent years, equation (1.1) was widely studied under various conditions on $ f $, for example [4, 5, 8-14]. Specially, in [9], Felmer, Quaas, and Tan studied the existence and regularity of positive solution of (1.1) with $ V(x) = 1 $ when $ f $ has subcritical growth and satisfies Ambrosetti-Rabinowitz condition, i.e., there exists $ \theta > 2 $ such that
where $ F(x, u) = \int^{u}_{0}f(x, t)dt $. As is well-known, (AR) condition implies that the nonlinearity $ f $ is super-quadric at infinity. In [12], Secchi obtained the existence of ground state solutions of (1.1) when $ V(x)\to+\infty $ as $ |x|\to +\infty $ and (AR) condition holds, and Chang [4] investigated the existence of ground state solutions of (1.1) when $ f(x, t) $ is asymptotically linear with respect to $ t $ at infinity.
In this article, we use the Fountain Theorem to find infinitely many large energy solutions to eq. (1.1) when the nonlinearity $ f $ does not satisfies (AR) condition. We give the following assumptions.
(V) The function $ V\in C(\mathbb{R}^N, \mathbb{R}) $ satisfies $ \inf\limits_{x\in {\mathbb{R}^N}} V(x) \geq a > 0 $, where $ a>0 $ is a constant. Moreover, for every $ M>0 $, $ \operatorname{meas}(\{x\in {\mathbb{R}}^N:V(x)\leq M\})< \infty $, where meas denote the Lebesgue measure in $ \mathbb{R}^N $;
(f$ _1 $) $ f(x, -t) = -f(x, t) $ for any $ x\in {\mathbb{R}^N} $;
(f$ _2 $) $ f\in C(\mathbb{R}^N\times \mathbb{R}, \mathbb{R}) $ and for some $ 2<p<2^*_{s}: = \frac{2N}{N-2s} $, $ c_1>0 $,
and $ \lim\limits_{t \to 0} \frac{f(x, t)}{t} = 0 $ uniformly in $ x \in \mathbb{R}^N $;
(f$ _3 $) $ \lim\limits_{|t| \to \infty} \frac{F(x, t)}{|t|^{2}} = + \infty $, uniformly in $ x \in \mathbb{R^N} $ and $ F (x, 0) \equiv 0 $, $ F (x, t) \geq 0 $ for all $ (x, t) \in \mathbb{R}^N \times \mathbb{R} $.
(f$ _4 $) There exists a constant $ \theta \geq 1 $ such that
for all $ x \in \mathbb{R}^N $, $ t \in \mathbb{R} $ and $ r \in [0, 1] $, where $ H(x, t) = t f(x, t) -2 F(x, t) $.
Remark 1.1 Obviously, (f$ _3) $ can be derived from (AR). Under (AR), any (PS) sequence of the corresponding energy functional is bounded, which plays an important role of the application of variational methods. Indeed, there are many superlinear functions which do not satisfy (AR) condition. For instance, the function $ f(x, t) = t\ln(1+|t|) $ does not satisfy (AR) condition.
The main result is as follows.
Theorem 1.1 Assume that (V), (f$ _1 $)–(f$ _4) $ hold. Then eq. (1.1) has infinitely many solutions $ \{u_n\}\subset H^s({\mathbb{R}}^N) $ satisfying
where $ \hat{u}: = \mathcal{F}(u) $ denotes the Fourier transform of $ u $.
The paper is organized as follows. In Section 2, we introduce a variational setting of the problem and present some preliminary results. In Section 3, we apply Fountain Theorem to prove the existence of infinitely many weak solutions of eq.(1.1).
In this section, we collect our basic assumptions and recall some known results for future reference. In this paper, the symbols $ C $, $ C_{i} $ will be used to denote various positive constants. $ B_{R}(0) $ denotes the ball centered at the origin with radius $ R $.
For any $ s\in (0\, , \, 1) $, the fractional Sobolev space $ H^{s}(\mathbb{R}^{N} ) $ is defined by
endowed with the natural norm
where the term
is the so-called Gagliardo semi-norm of $ u $.
Moreover, one can see that an alternative definition of the fractional Sobolev space $ H^{s}(\mathbb{R}^{N} ) $ via the Fourier transform is as follows
where $ \hat{u}: = \mathcal{F}(u) $ denotes the Fourier transform of $ u $. The following identity yields the relation between the fractional operator $ (-\Delta)^{s} $ and the fractional Sobolev space $ H^{s}(\mathbb{R}^{N}) $,
for a suitable positive constant $ C $ depending only on $ s $ and $ N $.
Now, from Propositions 3.4 and 3.6 of [7], we have the norms on $ H^{s}(\mathbb{R}^{N} ) $,
are all equivalent. Moreover, it follows from the results of [7, 11, 12] that we have the following results for the fractional Sobolev space.
Lemma 2.1 The space $ H^{s}(\mathbb{R}^{N}) $ is continuously embedded into $ L^{p}(\mathbb{R}^{N}) $ for $ p\in [2\, , \, 2^*_{s}] $ and compactly embedded into $ L_{loc}^{p}(\mathbb{R}^{N}) $ for $ p\in [2\, , \, 2^*_{s}) $.
In this paper, we consider a Hilbert space
with the norm by
Together with (V), it follows from (2.1) that the norm $ \|\cdot\| $ is equivalent to the norm
Then throughout out this paper, we use the norm $ \|\cdot\|_{E} $ in $ E $. Obviously, the embedding $ E\hookrightarrow L^p({{\mathbb{R}}^N}) $ is continuous for any $ p\in [2, 2^*_{s}] $, and is compact for any $ p\in [2, 2^*_{s}) $.
The energy functional $ I: E \to \mathbb{R} $ of eq. (1.1) is defined by
Evidently, it is well-known that $ I $ is a $ C^1 $ functional with the derivative given by
and its critical points are the solutions of (1.1). It is easy to know that $ I $ exhibits a strong indefiniteness, namely, it is unbounded both from below and from above on infinitely dimensional subspaces. This indefiniteness can be removed using the reduction method described in [2, 15], by which we are led to study a one-variable functional that does not present such a strongly indefinite nature.
For reader's convenience, we introduce the Cerami ((C) for short) condition, which was established by Cerami [3].
Definition 2.1 Assume that the functional $ \Phi $ is $ C^1 $. For $ c \in \mathbb{R} $, if any sequence $ \{ u_{n} \} $ in $ E $ satisfying $ \Phi (u_n) \to c $ and $ (1+ \|u_n\|)\| \Phi' (u_n)\| \to 0 $ has a convergence subsequence, we say $ \Phi $ satisfies Cerami condition at the level $ c $.
To complete the proof of our theorem, we need the following Fountain Theorem.
Theorem 2.1 Let $ X $ be a Banach space with the norm $ \|\cdot\| $ and let $ X_j $ be a sequence of subspace of $ X $ with $ \dim X_j< \infty $ for each $ j\in \mathbb{N} $. Further, $ X = \overline{\bigoplus _{j\in {\mathbb{N}}}X_j} $, the closure of the direct sum of all $ X_j $. Set $ W_k = \bigoplus _{j = 0}^kX_j $, $ Z_k = \overline{\bigoplus _{j = k}^{\infty}X_j} $. Consider an even functional $ \Phi \in C^1(X, \mathbb{R}) $. If, for every $ k\in \mathbb{N} $, there exist $ \rho_k>r_k>0 $ such that
$ (\Phi_1) $ $ a_k: = \max\limits _{u\in W_k, \|u\| = \rho_k}\Phi(u)\leq 0 $,
$ (\Phi_2) $ $ b_k: = \inf\limits _{u\in Z_k, \|u\| = r_k}\Phi(u)\to +\infty $, as $ k\to \infty $,
$ (\Phi_3) $ the Cerami condition holds at any level $ c > 0 $. Then $ \Phi $ has an unbounded sequence of critical values.
Remark 2.1 Cerami condition is weaker than (PS) condition. However, it was shown in [1] that from Cerami condition a deformation lemma follows and, as a consequence, we can also get minimax theorems.
To obtain critical points of the functional $ I $, first, we need to show that $ I $ satisfies (C)$ _{c} $ condition.
Lemma 3.1 Under assumptions (f$ _2 $)–(f$ _4) $, the functional $ I $ satisfies the (C)$ _{c} $ condition at any $ c\in \mathbb{R} $.
Proof Assume that $ \{ u_{n} \} $ is a (C)$ _{c} $ sequence, that is, for some $ c \in \mathbb{R}, $
and
From (3.1) and (3.2), for $ n $ large enough, we have
We claim that $ \{u_{n}\}_{n} $ is bounded. Otherwise there should exist a subsequence of $ \{u_{n}\}_{n} $ satisfying $ \|u_{n}\|_{E} \to \infty $ as $ n \to \infty $. Denote $ w_{n} = \frac{u_n}{\|u_{n}\|_{E}} $, then $ \{w_{n}\}_{n} $ is bounded. Up to a subsequence, for some $ w\in E $, we obtain
We claim that $ w\neq0 $ in $ E $. In fact, if not, we assume that $ w\equiv0 $. Then for any $ m >0 $, we define
By (f$ _2) $, we obtain
Therefore, due to (3.4) and (3.5), we get
Moreover, the function $ I(tu_{n}) $ is continuous in $ t $, and there exists $ \{t_{n}\}\subset\mathbb{R} $ such that
Then for $ n $ large enough, there exists $ m $ such that $ \frac{\sqrt{m}}{\|u_{n}\|_{E}}\in [0, 1] $, taking account of (3.6) and (3.7), and we have
which implies $ \lim\limits_{n\to\infty}I(t_{n}u_{n}) = +\infty $. Thus by (f$ _4) $ we obtain
This contradicts (3.3). So $ w\neq 0 $. Let $ \Omega = \{ x \in \mathbb{R}^N:\, w(x) \neq 0 \} $. Dividing by $ \|u_{n}\|_{E}^{2} $ in both sides of (3.1), we obtain
Then by $ (f_3) $ for all $ x \in \Omega $,
Since $ |\Omega| > 0 $, using Fatou's lemma, we obtain
This contradicts (3.9). So $ \{u_{n}\}_{n} $ is bounded. In view of Lemma 2.1, up to a subsequence, we can assume that $ u_n\rightharpoonup u $ in $ E $ and $ u_n\to u $ in $ L^p_\text {loc}({\mathbb{R}}^N) $ for any $ p\in [2, 2^*_{s}) $. By (2.2), we easily get
It is clear that
Moreover, according to assumption (f$ _2) $ and Hölder inequality, we obtain
Since $ u_n\to u $ in $ L^p_\text {loc}({\mathbb{R}}^N) $ for any $ p\in [2, 2^*_{s}) $, we have
Then $ \|u_n-u\|_E\to 0 $ implies that $ I $ satisfies (C)$ _{c} $ condition for any $ c\in \mathbb{R} $.
Due to Lemma 3.1, the functional $ I $ satisfies (C)$ _{c} $ condition. Next, we verify that $ I $ satisfies the rest conditions of Theorem 2.1. To complete the proof of our theorem we choose an orthogonal basis $ \{\varphi_j\} $ of $ E $ and define
Then from the Lemma 2.5 of [6], we have
Lemma 3.2 For any $ 2< p<2^*_{s} $, we have that
Proof of Theorem 1.1 First, we verify that $ I $ satisfies ($ \Phi_1 $). It follows from (f$ _2) $ and (f$ _3) $ that there exist $ C_{1}>0 $ and $ C_{2}>0 $ such that
for any $ x \in \mathbb{R}^N $ and all $ u\in \mathbb{R} $. Hence we have
Since, on the finitely dimensional space $ W_k $ all norms are equivalent, we have that
where $ M_{1} $ and $ M_{2} $ are positive constants. Now since $ \frac{1}{2}- C_{1}M_{1} < 0 $, when $ C_{1} $ is large enough, it follows that
for some $ \rho_k >0 $ large enough.
Second, we prove that $ I $ satisfies ($ \Phi_2 $). By using (f$ _2) $ and (f$ _3) $, for any $ \varepsilon>0 $, there is $ C_{\varepsilon}>0 $ such that
Then we have
where $ a>0 $ is a lower bound of $ V(x) $ from (V) and $ \beta _k $ are defined in Lemma 3.2. Choosing $ r_k: = (C_{\varepsilon}\, p\beta_k^p)^{1/(2-p)} $, we obtain
Because $ \beta_k\to 0 $ as $ k\to 0 $ and $ p>2 $, we have
for enough small $ \varepsilon $. This proves ($ \Phi_2 $). Now, we apply Lemma 3.1 and Fountain Theorem 2.1 to complete the proof of Theorem 1.1.