The Minkowski problem was popular for more than one hundred years. It had a significant impact on 20th century mathematics. $L_p$-Minkowski problem introduced by Lutwak [1] was intensively studied in recent decades. There existed many good references on the $L_p$-Minkowski problem [1-24]. However, very little is known on the uniqueness of the $L_p$-Minkowski problem for $p < 1$, even in $\mathbb{R}^3$.
In this paper, we discuss the uniqueness of $L_p$-Minkowski problem for all $p\in \mathbb{R}$ in general dimensions under the assumption that the solutions are ellipsoids centered at the origin, which needs to study the following Monge-Ampère equation
where $h$ is the support function (see Definition 2.1) of convex bodies, $h_{ij}$ are the second-order covariant derivations of $h$ with respect to any orthonormal frame $\left \{ e_{1}, e_{2}, \cdots , e_{n} \right \}$ on the unit sphere $\mathbb{S}^n$, $\delta _{ij}$ is the Kronecker delta and $p\in\mathbb{R}$. Similarly, we obtain the uniqueness for the Christoffel-Minkowski problem of $L_p$-sum under the same assumption, which needs to study a $k$-Hessian equation as follows
where $k\in\{1, 2, \cdots, n\}$, $C_{n}^{k}=\frac{n!}{k!(n-k)!}$ and $\sigma _{k}$ is the $k$-th elementary symmetric function whose definition is the following: for $\lambda =(\lambda _{1}, \lambda _{2}, \cdots, \lambda _{n})\in \mathbb{R}^{n}$,
The definition can be extended to a symmetric matrix $W\in\mathbb{R}^{n\times n}$ by $\sigma _{k}(W)=\sigma _{k}(\lambda (W))$, where $\lambda (W)$ is the eigenvalue vector of $W$.
(1.1) comes from the geometry of convex bodies. A compact convex subset of Euclidean space $\mathbb{R}^{n+1}$ with a nonempty interior is a convex body. Minkowski developed a few basic concepts on convex bodies: support function, Minkowski sum and mixed volumes (see, e.g. [9, 25]).
The classical Minkowski problem asks the existence of a convex body whose surface area measure is prescribed. It was studied by [26-34] (or see [9] for history) and many others. The uniqueness of solutions to the classical Minkowski problem was solved by the Brunn-Minkowski inequality (Gardner gave some equivalent inequalities in [35]): let $Q_1, Q_2\subset\mathbb{R}^{n+1}$ be two convex bodies and $0<\lambda<1$, then
where $\mbox{Vol}(\cdot)$ denotes the volume of a convex body and '$+$' denotes the Minkowski sum (see Definition 2.2). The equality in (1.3) holds if and only if $Q_1$ and $Q_2$ are translates.
Firey [36] extended the Minkowski sum to the general cases for $p\geqslant 1$, which is called $L_p$-sum (see Definition 2.3). Later, in [1], Lutwak generalized the classical surface area measure (see Definition 2.5) to the $L_p$ surface area measure (see Definition 2.6) for $p\geqslant 1$ and studied the generalised Minkowski problem, which was called $L_p$-Minkowski problem thereafter. Given a finite Borel measure $m$ on $\mathbb{S}^n$, the $L_p$-Minkowski problem concerns whether there exists a unique convex body $Q\subset\mathbb{R}^{n+1}$ such that $m$ is the $L_p$ surface area measure of $Q$. Let $\mu$ denote the surface area measure of $Q$, then the $L_p$-Minkowski problem is equivalent to solving the equation
where $h$ denotes the support function of $Q$. Obviously, the classical Minkowski problem is a special case of $L_p$-Minkowski problem for $p=1$. In the smooth category, (1.4) is equivalent to considering the following Monge-Ampère equation
where $f$ is a positive continuous function on $\mathbb{S}^n$.
Lutwak [1] proved the existence of solutions to (1.4) when $p>1$, except for $p=n+1$, under an evenness assumption. Then in [2], Lutwak and Oliker obtained a $C^\infty$ solution to the even $L_p$-Minkowski problem for $p>1$. Lutwak, Yang and Zhang [6] obtained the existence of solutions to discrete and non-discrete $L_p$-Minkowski problems with a normalized volume for all $p>1$, still under the evenness assumption. Without the evenness assumption, Chou and Wang [8] solved (1.5) for general measures for $p>1$. In addition, Hug, Lutwak, Yang and Zhang [7] obtained a different proof of the existence of solutions to the $L_p$-Minkowski problem for $p>n+1$ and to the discrete measure for $p>1$. A $C^{2, \alpha}$ solution to (1.5) for $p\geqslant n+1$ was given by Chou and Wang [8] and Guan and Lin [14] independently. When $1<p<n+1$, the solution convex body may have the origin on the boundary (see, e.g. [8, 7]), thus it is not necessary to discuss the $C^{2, \alpha}$ regularity. However, for the discrete case, Hug, Lutwak, Yang and Zhang [7] obtained that the solution polytope always has the origin in its interior for $p>1$ with $p\neq n+1$.
The cases $p<1$ are difficult to settle. Chou and Wang [8] got the weak solution to (1.5) when $-n-1<p<n+1$. Also, some special cases were studied. In [10], Böröczky, Lutwak, Yang and Zhang gave the existence of solutions to the even $L_0$-Minkowski problem. Zhu [11] studied the discrete $L_0$-Minkowski problem without the evenness assumption. In $\mathbb{R}^2$, Stancu [4] studied the discrete $L_0$-Minkowski problem. And in $\mathbb{R}^3$, Firey [37] built a mathematical model to describe the ultimate shape of worn stones. This is a parabolic problem related to the $L_0$-Minkowski problem when $f$ is a constant. Chou and Wang studied the critical case $p=-n-1$ in [8]. In [38], Lu and Wang established the existence of rotationally symmetric solutions of (1.5) for $p=-n-1$ (see [39, 22]). When $p=-n-1$ and $f\equiv1$, all solutions to (1.5) are ellipsoids centered at the origin, see [40-42].
The uniqueness of $L_p$-Minkowski problem for $p>1$ and $p\neq n+1$ (the uniqueness upto a dilation when $p=n+1$) was solved by the Brunn-Minkowski-Firey inequality [1]: let $Q_1, Q_2\subset\mathbb{R}^{n+1}$ are two convex bodies that contain the origin in their interiors, $p> 1$ and $0<\lambda<1$, then
where '$+_p$' is the $L_p$-sum and '$\circ$' is the Firey multiplication. The equality in (1.6) holds if and only if $Q_1=Q_2$. However, the uniqueness for $p<1$ is difficult and still open because the Brunn-Minkowski inequality for $p<1$ is still open. In [12], Jian, Lu and Wang obtained that for any $-n-1<p<0$, there exists a positive function $f\in C^{\infty }(\mathbb{S}^{n})$ to guarantee that (1.5) has two different solutions, which means that we need more conditions to consider the uniqueness. The uniqueness results of polygonal $L_0$-Minkowski problem in $\mathbb{R}^2$ were given by Stancu in [5]. And in $\mathbb{R}^3$, Huang, Liu and Xu [13] obtained the uniqueness of $L_p$-Minkowski problem for $-1\leqslant p<1$ when $f\equiv1$ for the $C^4$ smooth convex bodies. Chen and Zhou obtained the generalised dual Minkowski inequalities in [43].
Christoffel-Minkowski problem arises in the study of surface area functions and it asks the existence of a convex body $Q$ whose $k$-th elementary symmetric function of all principal radii of the boundary is prescribed [9]. It needs to solve a $k$-Hessian equation
where $\sigma_k$ is the $k$-th elementary symmetric function defined in the beginning. When $k=n$, (1.7) is the classical Minkowski problem. A necessary condition for (1.7) to have a solution [33] is
Guan and Ma [46] gave a sufficient condition for the existence of a unique convex solution to (1.7), and Guan, Ma and Zhou [3] proved (1.8) is sufficient for (1.7) to have an admissible solution. The convex solution and admissible solution are defined in Definition 2.7.
Similarly, we can consider the $L_p$ analog of Christoffel-Minkowski problem, which we call the Christoffel-Minkowski problem of $L_p$-sum, or equivalently
When $p=1$, (1.9) is reduced to (1.7), and when $k=n$, (1.9) is reduced to (1.5). When $p\geqslant k+1$ and $1\leqslant k<n$, under the condition that the function $0<f\in C^m (\mathbb{S}^{n})$ ($m\geqslant2$) satisfies $\left(\left(f^{\frac{-1}{p+k+1}}\right)_{ij}+\delta _{ij}f^{\frac{-1}{p+k+1}}\right)\geqslant 0\quad\mbox{on}\quad\mathbb{S}^{n}$, Hu, Ma and Shen [45] obtained the Christoffel-Minkowski problem of $L_p$-sum has a unique convex body that has the origin in its interior with a $C^{m+1, \alpha}$ $(0<\alpha<1)$ boundary (the uniqueness upto a dilation when $p=k+1$). The uniqueness of (1.9) for $1<p<k+1$ can be obtained via the Alexandrov-Fenchel inequality [44]. However, the uniqueness of (1.9) for $p<1$ is still open.
In this paper, we consider the uniqueness of $L_p$-Minkowski problem and Christoffel-Minkowski problem of $L_p$-sum for $p<1$ when the solutions to (1.1) and (1.2) are ellipsoids centered at the origin.
Our main result is
Theorem 1.1 If the solution to (1.1) is an ellipsoid centered at the origin, then the uniqueness holds for any $p\in\mathbb{R}\backslash \{-n-1\}$ $($the uniqueness holds upto a dilation when $p=n+1)$. And when $p=-n-1$, the solutions to (1.1) are all ellipsoids centered at the origin with a volume $\omega_{n+1}$, where $\omega_{n+1}$ is the volume of the unit ball in $\mathbb{R}^{n+1}$.
Theorem 1.2 If the solution to (1.2) is an ellipsoid centered at the origin, then the uniqueness holds for any $p\in\mathbb{R}$ $($the uniqueness holds upto a dilation when $p=k+1)$.
The organization of this paper is as follows: after the preliminary Section 2, we discuss the ellipsoid solutions of $L_{p}$-Minkowski problem (Theorem 1.1) in Section 3. Then in Section 4, we prove Theorem 1.2.
Associated with a convex body is its support function.
Definition 2.1 Let $Q\subset \mathbb{R}^{n+1}$ be a convex body and $M$ be its boundary. The support function of $Q$ (or $M$) is defined by
where $\left \langle ~\cdot ~, ~\cdot ~\right \rangle$ denotes the inner product in $\mathbb{R}^{n+1}$.
If $M$ is smooth and strictly convex, then it can be represented by its inverse Gauss map $\nu: \mathbb{S}^{n}\rightarrow M$. Then the support function of $M$ can be represented by
and be positively homogeneous degree $1$ after being extended to $\mathbb{R}^{n+1}$ by $h(x)=\left|x\right|h(x/\left|x\right|)$ for all $x\in \mathbb{R}^{n+1}.$
Clearly, the support function of a convex body is convex and positively homogeneous degree $1$, thus it is determined by its value on $\mathbb{S}^{n}$ completely. Conversely, any continuous function $h$ on $\mathbb{S}^{n}$, which can be convex after being extended to be positively homogeneous degree $1$ on $\mathbb{R}^{n+1}$, can determine a convex body by
Definition 2.2 Given two convex bodies $Q_1, Q_2 \in \mathcal{K}$ with respective support function $h_1$ and $h_2$, and $\lambda, \mu \geqslant 0~(\lambda^2+\mu^2>0)$, the Minkowski sum $\lambda Q_{1}+\mu Q_{2}\in \mathcal{K}$ is defined by the convex body whose support function is $\lambda h_{1}+\mu h_{2}$, which means
Let $\mathcal{K}_0 $ collect convex bodies in $\mathcal{K}$ that contain the origin in their interiors. In 1962, Firey [36] generalized the concept of Minkowski sum from $p=1$ to $L_p$-sum for $p\geqslant 1$ as follows.
Definition 2.3 For $p\geqslant 1$, given two convex bodies $Q_1, Q_2\in\mathcal{K}_0$ with respective support function $h_1$ and $h_2$, and $\lambda, \mu \geqslant 0\quad(\lambda^2+\mu^2>0)$, the $L_p$-sum $\lambda \circ Q_{1}+_{p}\mu \circ Q_{2}\in \mathcal{K}_{0}$ is the convex body with support function $(\lambda h_{1}^{p}+\mu h_{2}^{p})^{\frac{1}{p}}$, which means
where '$+_p$' means the $L_p$ summation and '$\circ$' means Firey multiplication.
It is clear that $\lambda \circ Q=\lambda^\frac{1}{p} Q$. And if $p=1$, they are equal.
Furthermore, we consider the set of positive support functions in $\mathcal{S}$, denoted by $\mathcal{S}_0$, i.e., $\mathcal{S}_0=\mathcal{S}\cap \{ h>0\}$. Then we can further extend the $L_p$-sum (2.4) to any $p\in \mathbb{R}$. For $0<\lambda<1$ and $a, b>0$, define
$M_{p}(a, b, \lambda )$ is increasing with respect to $p$, namely, if $-\infty \leqslant p<q\leqslant \infty$, then
where $M_{p}(a, b, \lambda )=M_{q}(a, b, \lambda )$ if and only if $a=b>0$.
Definition 2.4 For $Q_1, Q_2\in \mathcal{K}_0$ with respective support function $h_1, h_2\in \mathcal{S}_0$, $\lambda \in (0, 1)$ and $p\in \mathbb{R}$, the generalised $L_p$-sum is
It is obvious that when $p\geqslant 1$, the convex body defined by (2.7) is the $L_p$-sum (2.4).
Definition 2.5 Suppose $Q\in \mathcal{K}$, the surface area measure $S(Q, \cdot)$ of $Q$ is a Borel measure defined on $\mathbb{S}^n$, such that
for any convex body $Q'\in \mathcal{K}$, where $h_{Q'}$ is the support function of $Q'$ and $Q+\varepsilon Q'$ is the Minkowski sum defined in Definition 2.2.
Definition 2.6 For $p\geqslant1$ and $Q\in \mathcal{K}_0$, the $L_p$ surface area measure $S_p(Q, \cdot)$ of $Q$ is a Borel measure defined on $\mathbb{S}^n$ satisfying
for any convex body $Q'\in \mathcal{K}_0$, where $Q+_{p}\varepsilon \circ Q'$ is the $L_p$-sum defined in Definition 2.3.
The relationship between the classical and $L_p$ surface area measure is
Definition 2.7 A function $u\in C^2(\mathbb{S}^n)$ is called convex if $(u_{ij}+u\delta _{ij})>0$ on $\mathbb{S}^{n}$. For $1\leqslant k\leqslant n$, let $\Gamma _{k}$ be the convex cone in $\mathbb{R}^{n}$ determined as
Suppose $u\in C^2(\mathbb{S}^n)$, we say $u$ is $k$-convex if for any $ x\in \mathbb{S}^{n}$, $W(x)=\left \{ u_{ij}(x) +u(x)\delta _{ij}\right \}\in \Gamma _{k}$. Furthermore, $u$ is called an admissible solution to (1.7) if $u$ is $k$-convex and satisfies (1.7).
Now we represent the Gauss curvature of a convex body by its support function.
Assume that $M\subset \mathbb{R}^{n+1}$ is a smooth, closed and uniformly strictly convex hypersurface enclosing the origin and parameterised by its inverse Gauss map $\nu: \mathbb{S}^{n}\rightarrow M$. Let $h$ be the support function of $M$, $\{e_1, e_2, \cdots, e_n\}$ be the local orthonormal frame on $\mathbb{S}^{n}$ and $\nabla_i$ be the covariant differentiation on $M$ along the direction $e_i$. Differentiate (2.2) twice along $e_i$ and $e_j$, then we have
where $G_{ij}$ is the second fundamental form of $M$. The details can be found in [47]. Let $g_{ij}$ be the metric of $M$, then according to the relation $\nabla _ix=G_{ik}g^{km}\nabla _m\nu, $ we have
thus
Due to the uniformly convexity of $M$, the Gauss curvature $K$ of $M$ can be represented by its support function as follows
by (2.11), we have
Remark 2.8 The principal radii of $M$ are eigenvalues of matrix $\left \{h_{ij}+h\delta _{ij} \right \}$.
We can see that $h=1$ is a solution to (1.1). Denote $\mathbb{M}$ by the boundary of the ellipsoid centered at the origin in Theorem 1.1. To prove the uniqueness of solutions to (1.1), we need to prove that $\mathbb{M}$ is a unit sphere when $p\in \mathbb{R}\backslash \{-n-1, n+1\}$. Choose a suitable orthonormal frame on $\mathbb{R}^{n+1}$ such that $\mathbb{M}$ is in the following form
Setting $p_0=p-1$, according to (2.13), (1.1) is equivalent to
where $\mathbb{K}$ is the Gauss curvature of $\mathbb{M}$ and $h$ is the support function of $\mathbb{M}$.
The lower semi-surface of $\mathbb{M}$ is
Set $x=(x_{1}, x_{2}, \cdots, x_{n})\in \mathbb{R}^{n}$, then
where
then $\mathbb{M}^-$ is the graph of $u^-$. Set
then $u^{-}=-u^{+}$. When $u^{+}\neq0$, we have
Then
In the third equality above, we have used
where $\lambda\in \mathbb{R}$ is a constant, $A_{mn}$ is a real $m\times n$ matrix and $E_{m}$ is a $m$-order identity matrix.
Also, we have
Then the Gauss curvature $\mathbb{K}^{-}$ of $\mathbb{M}^{-}$ is
By (3.5), we have
According to the symmetry of ellipsoids, the Gauss curvature $\mathbb{K}$ of $\mathbb{M}$ is
Remark 3.1 Although $u^{+}$ is present in the denominator of $\det(D^{2}u^{-})$ and $1+\left | D u^{-} \right |^{2}$, the quotient $\mathbb{K}^{-}$ of them avoids the case. Therefore we can also use (3.8) to obtain the Gauss curvature of $\mathbb{M}$ when $u^{+}=0$ because of the continuity of Gauss curvature of ellipsoids.
The unit outer normal at an arbitrary point $P=(x_{1}, x_{2}, \cdots, x_{n}, x_{n+1})$ on $\mathbb{M}$ is
then the support function $h$ at $P$ is
Thus the support function $h$ of $\mathbb{M}$ is
Proof Inserting (3.8) and (3.9) into (3.2), we have
In order that (3.10) is true for all $P\in \mathbb{M}$, for any $j\in \left \{ 1, 2, \cdots, n+1 \right \}$, pick $P_{j}=(0, \cdots, 0, a_{j}, 0, \cdots, 0)$ in (3.10), then we have
Case 1 When $\left\{\begin{matrix} p_0=-n-2, \\ \prod\limits_{i=1}^{n+1}a_{i}=1, \end{matrix}\right.$ the volume of the ellipsoid surrounded by $\mathbb{M}$ is a constant $\omega _{n+1}$, where $\omega _{n+1}$ is the volume of the ($n+1$)-dimensional unit ball in $\mathbb{R}^{n+1}$.
Case 2 When $\left\{\begin{matrix} p_0\neq -n-2, \\ a_{1}=a_{j}, \quad \forall j, \end{matrix}\right.$ by (3.11), we have
then
Hence, for all $p_0\in \mathbb{R}\setminus \left \{ n, -n-2 \right \}$, $\mathbb{M}$ is a unit sphere; when $p_0=n$, $\mathbb{M}$ is an arbitrary sphere; when $p_0=-n-2$, the product of all the half-axis of $\mathbb{M}$ is 1.
Let $M$ be a uniformly convex hypersurface that can be represented by the graph of a $C^2$ function $u$, then the first and second fundamental form of $M$ are
respectively, where $Du$, $(u_{ij})$ are the gradient and Hessian matrix of $u$, respectively, and $(u_{ij})$ is invertible because of the uniformly convexity of $M$.
When $k=1$, (1.2) is reduced to
We can see that $h=1$ is a solution to (1.2). Similarly, let $\mathbb{M}$ represented by (3.1) be the boundary of the ellipsoid centered at the origin in Theorem 1.2. To prove the uniqueness of solutions to (1.2), we need to prove that $\mathbb{M}$ is a unit sphere when $p_0\in \mathbb{R}\backslash \{1\}$. $\mathbb{M}^-$ is represented by the graph of $u^-$, then denote the inverse matrix of the Hessian matrix of $u^-$ by
we have
Proof For the lower semi-surface $\mathbb{M}^-$, we have
Inserting (4.3) and (3.9) into (4.1), we have
Since
and
thus (4.4) is equivalent to
In order that (4.5) is true for any $P$ on $\mathbb{M}^-$, taking $P_{n+1}=(0, 0, \cdots, 0, -a_{n+1})$, we have
For all $j\in \left \{ 1, 2, \cdots, n \right \}$, fixed, at $P_{j}=(0, \cdots, 0, a_{j}, 0, \cdots, 0)$, we have
Without loss of generality, assume that
Since $(u_{ij}^{-})$ is positive definite on $\mathbb{M}^-$, we have $(u^{-})^{ii}>0~~(i=1, 2, \cdots, n)$, then (4.7) shows that
Using (4.8) in (4.6), we obtain
Thus
Hence we obtain the following results: $\mathbb{M}$ is a unit sphere for all $p_0\in \mathbb{R}\setminus \left \{ 1 \right \}$, and $\mathbb{M}$ is an arbitrary sphere when $p_0=1$.
It is complicated to compute the Hessian matrix $\left((u^-)^{ij}\right)$ for the intermediate cases
According to the above discussion, we can pick some special points on the boundary first, then calculate the Hessian matrix at these special points, and use equation (4.9) to obtain the conclusion finally. In this part, we need to prove that $\mathbb{M}$ is a unit sphere for any $p_0\in \mathbb{R}\setminus \left \{ k \right \}$.
Proof For the lower semi-surface $\mathbb{M}^-$, at point $P_{n+1}=(0, 0, \cdots, 0, -a_{n+1}), $ according to (3.6), (3.7), we have
Using (4.9), we have
For $i=1, 2, \cdots, n$, fixed, at point $P_{i}=(0, \cdots , 0, \frac{\sqrt{2}}{2}a_{i}, 0, \cdots , 0, -\frac{\sqrt{2}}{2}a_{n+1})$, we have
Hence
For $k\in\{2, 3, \cdots, n-1\}$, denote
Next we prove $a_{i}=a_{n+1}$.
Case 1 $p_0+k\geqslant 0$. Divided (4.13) by (4.12), we have
If $a_{i}\geqslant a_{n+1}$, then right hand side of (4.14) is
while left hand side of (4.14) is
Similarly, if $a_{i}\leqslant a_{n+1}$, we also have $a_{i}=a_{n+1}$.
Case 2 $p_0+k<0$. Subtracting (4.13) from (4.12), we have
Then we prove $a_{i}=a_{n+1}$ by contradiction. If $a_{i}\neq a_{n+1}$, then $\Sigma _{1}$ can be represented as
Note that $\Sigma _{1}=\sigma _{k-1}(a_{1}^{2}, \cdots , a_{i-1}^{2}, a_{i+1}^{2}, \cdots, a_{n}^{2})$ is independent of $a_{i}^{2}$, thus
The above equality is equivalent to
The right hand side of (4.17) is positive. If $a_{i}>a_{n+1}$, then
If $a_{i}<a_{n+1}$,
then the left hand side of (4.17) is negative. This is a contradiction.
Hence $a_{i}=a_{n+1}~(i=1, 2, \cdots, n)$.
Using (4.10), we have
Thus we have
Now we have the following results: for any $p_0\in \mathbb{R}\setminus \left \{ k \right \}$, $\mathbb{M}$ is a unit sphere, and if $p_0=k$, $\mathbb{M}$ is an arbitrary sphere.
Now we complete the proof of Theorem 1.2.